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LeanPool.Superdiffusion.Algsuperdiff.Section4.Provider.MinimalScale.StepThreeDThree

StepThreeDThree #

Ported from scottnarmstrong/Superdiffusion at 7f20476385d4af418f110303085ad0740c9eba46. Module imports, support namespace and local option directives adapted for Lean Pool.

Step 3 of the kicking lemma: the two channels and the D₃ conclusion #

ABK26, §4.2, l.minimal.scale.sep, Step 3. After the rearrangement (StepThreeRearrange) the manuscript's D₃ sum over the window splits into two channels, both weighted by the lattice maxima G_i^k = 3^{(2−γ)i}max_{z ∈ 3^iℤ^d ∩ □_k}‖j_i‖_{W^{2,∞}(z+□_i)}:

in-window    (i ∈ [n,m])   :  V_i  = Σ_{k=i}^m 3^{−α(k−i)} G_i^k
below-window (i = n−1−r)   :  H_r  = Σ_{k=n}^m 3^{−α(k−n)} G_{n−1−r}^k

(the in-window channel is ABK26, the below-window channel)

with α = s/4, and the total is Σ_{i=n}^m V_i + Σ_{r≥0} 3^{−α(r+1)} H_r.

This module proves the two Γ₂ tails and closes the window average.

The two closures, at the manuscript's own constants #

Both channels are e.Gamma.sigma.triangle over a finite k-range applied to the lattice maxima, whose amplitudes carry the e.maxy.bound penalty C(k+1−i)^{1/2} (LayerBrackets.isBigOWith_hessLatticeMax). The two deterministic amplitude sums are the proved Algsuperdiff.Probability.sum_windowAmp_le (Cs^{−3/2}) and Algsuperdiff.Probability.sum_headAmp_le (per-depth, growing like √r), and the below-window recombination is the proved per-layer geometric closure Algsuperdiff.Probability.weightedTsum_isBigOWith_perLayer at Algsuperdiff.Probability.tsum_weight_step3HeadAmp_le. The resulting amplitudes are byte-identical to step3WindowAmp and step3TailAmp: the sharp Cauchy--Schwarz closure is what makes them s^{−3/2} and s^{−5/2} rather than s^{−2} and s^{−3}.

The D₃ bound: the honest s-exponent #

At α = s/4 the two channel amplitudes and the depth-swap constant are (machine-checked in §6 below, 0 < s ≤ 1/2)

K₀ := 3^{α}(1−3^{−α})⁻¹        ≤ 16 s^{−1}
K  := step3WindowAmp C (s/4)   ≤ C' s^{−3/2}
b  := step3TailAmp   C (s/4)   ≤ C'' s^{−5/2}

so the window average of the prefactor-free D₃ sum obeys

avsum ≤ K₀·C_mom·K  +  𝒪_{Γ₂}( C(K₀K + K₀b)(m−n)^{−1/2} )
      ≤ C s^{−5/2}  +  𝒪_{Γ₂}( C s^{−7/2}(m−n)^{−1/2} ) .

Multiplying by the printed prefactor c⋆^{−1/2}s^{−1}γ^{1/2} of D₃ gives the deterministic level C c⋆^{−1/2}s^{−7/2}γ^{1/2} — the printed one — and the fluctuation scale C c⋆^{−1/2}s^{−9/2}γ^{1/2}(m−n)^{−1/2}, which is one power of s weaker than the printed s^{−7/2} in e.D3k.kicked. The below-window channel is the culprit: it enters the average with the factor (m−n+1)^{−1} rather than (m−n+1)^{−1/2}, and s^{−9/2}(m−n)^{−1} is not below s^{−7/2}(m−n)^{−1/2} unless m−n ≥ s^{−2}, which the lemma does not assume (it assumes only n < m). A Cesàro reconciliation therefore does not rescue the printed exponent, and the honest fluctuation exponent is s^{−9/2}.

References #

1. The Step-3 weight and the per-cube amplitude #

The Step-3 geometric weight 3^{−α p} at the real depth.

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    The integer-indexed weight 3^{−α(k−i)} used inside the channels.

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      2. The two channels #

      The in-window channel: V_i = Σ_{k=i∨n}^m 3^{−α(k−i)} G_i^k. The lower limit is n ∨ i so that the family is defined for every i ∈ ℤ — below the window it is the truncated sum, above the window it is empty, and both cases obey the same Γ₂ amplitude.

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        noncomputable def Algsuperdiff.Section4.Provider.MinimalScale.hessHead {d : ℕ} (M : Section3.ABKModel d) (alpha : ℝ) (n m : ℤ) (r : ℕ) (omega : Section3.Cutoff.CutoffSample d) :

        The below-window channel at depth r: H_r = Σ_{k=n}^m 3^{−α(k−n)} G_{n−1−r}^k.

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          theorem Algsuperdiff.Section4.Provider.MinimalScale.hessHead_nonneg {d : ℕ} (M : Section3.ABKModel d) (alpha : ℝ) (n m : ℤ) (r : ℕ) (omega : Section3.Cutoff.CutoffSample d) :
          0 ≤ hessHead M alpha n m r omega

          The in-window channel family is independent across the inner scale. Each V_i is a functional of the shell j_i alone.

          3. The in-window Γ₂ tail #

          The per-cube amplitude of e.maxy.bound at the Step-3 lattice cube.

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            The in-window channel has a Γ₂ tail at the amplitude step3WindowAmp: V_i ≤ 𝒪_{Γ₂}(C s^{−3/2}) at α = s/4, uniformly in i (including below and above the window). The route is e.Gamma.sigma.triangle over the finite k-range at the e.maxy.bound amplitudes, closed by the sharp Cauchy--Schwarz sum sum_windowAmp_le.

            4. The below-window Γ₂ tails #

            The below-window channel at depth r has a Γ₂ tail at the per-depth amplitude step3HeadAmp. The amplitude grows like √r, which is why the recombination needs the per-layer geometric closure.

            The below-window channel, recombined: the weighted series Σ_{r≥0} 3^{−α(r+1)} H_r, formed in ℝ≥0∞ as everywhere else.

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              The below-window channel closes at step3TailAmp (𝒪_{Γ₂}(Cs^{−5/2}) at α = s/4).

              5. The D₃ bound: the window average of the two channels #

              theorem Algsuperdiff.Section4.Provider.MinimalScale.exists_stepThree_channels_kicked {d : ℕ} (M : Section3.ABKModel d) {alpha : ℝ} (halpha : 0 < alpha) {n m : ℤ} (hnm : n < m) {K0 : ℝ} (hK0 : 0 ≤ K0) :

              The Step-3 conclusion at the channel level. For a window n < m and any nonnegative depth-swap constant K₀, the channel expression produced by the Step-3 rearrangement splits into a deterministic level and a Γ₂ fluctuation of scale (m−n)^{−1/2}.

              The deterministic level is K₀·C_mom·step3WindowAmp and the fluctuation scale is cesaroTailEngineConst·(K₀·step3WindowAmp + K₀·step3TailAmp)·(m−n)^{−1/2}; §6 turns both into explicit powers of s.

              6. The audit: the honest s-exponents at α = s/4 #

              3^{s/4} ≤ 2 on the Step-3 window s ≤ 1/2: the depth-swap constant costs at most a factor 2.

              theorem Algsuperdiff.Section4.Provider.MinimalScale.swapConst_le {s : ℝ} (hs0 : 0 < s) (hs1 : s ≤ 1 / 2) :

              The depth-swap constant in closed form: 3^{s/4}(1−3^{−s/4})⁻¹ ≤ 16 s^{−1} on 0 < s ≤ 1/2.

              geomTailConst (s/4)³ ≤ 512 s^{−3} — the cube of the closure constant at the Step-3 rate.

              geomSqrtConst (s/4) ≤ 23 (√s)^{−3}, the sharp Γ₂ closed form at the Step-3 rate (: the Cauchy--Schwarz closure is what makes the exponent 3/2 and not 2).

              The in-window amplitude in closed form (the printed Cs^{−3/2}): step3WindowAmp C (s/4) ≤ 23·gammaTriangleConst 2·C·(√s)^{−3} on 0 < s ≤ 1/2. The (√s)^{−3} spelling keeps every numeric tactic away from rpow.

              The below-window amplitude in closed form (the printed Cs^{−5/2}): step3TailAmp C (s/4) ≤ gammaTriangleConst 2² · 2C · 8·23 · s^{−1}(√s)^{−3}.

              7. The two envelopes as explicit powers of s #

              The deterministic constant of Step 3, dimension only.

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                The fluctuation constant of Step 3, dimension only.

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                  The Step-3 deterministic level, closed (the printed exponent). At α = s/4 the deterministic level of exists_stepThree_channels_kicked is at most C(d)·s^{−5/2}; multiplied by the D₃ prefactor c⋆^{−1/2}s^{−1}γ^{1/2} this is the printed C c⋆^{−1/2}s^{−7/2}γ^{1/2} of e.D3k.kicked.

                  Multiplied by the D₃ prefactor c⋆^{−1/2}s^{−1}γ^{1/2} this is C c⋆^{−1/2}s^{−9/2}γ^{1/2}(m−n)^{−1/2}, one power of s weaker than the printed s^{−7/2} of e.D3k.kicked.